Nashville Great Books Discussion Group
A reader's group devoted to the discussion of meaningful books.
Tuesday, December 30, 2014
Can virtue ever be taught? Many people believe that it can.
Plato, Aristotle, and Kant, to name a few. We could also mention Saint Paul,
Aquinas, and Luther. In fact, all religions teach some form of virtue. The
problem lies in the details. Everyone acknowledges a distinction between good
and evil. But what exactly do we mean by these terms? Do we always recognize
good when we see it? What about evil? The human tendency is to label things we
disapprove of as “evil,” while the things we admire we call “good.” Is there
any objective quality to things we call good, or do we just inherit these
values from our parents?
The problem with morality is that it presupposes a point of view
which is not shared by everyone. Most people agree that murder, theft, lying
and rape are wrong. But what about premarital sex or abortion? Where exactly do
our values come from? And if most people agree that these actions are wrong,
why do so many people in the world continue to do them? When you deliberately
do things you believe are morally wrong, aren’t you living a lie? On the
other hand, Walt Whitman once said,
“Do I contradict myself. Very well. Then I
contradict myself. I am large. I contain multitudes”
Here, Whitman is not talking about lying. He is acknowledging that
human beings are not machines. We often say one thing, and do another. Yet,
even if we disregard the occasional discrepancy, why do we so often fail to
live up to the values we claim to hold dear?
Immanuel Kant attempted to give a rational explanation for
morality. He believed that when we act, we often act out of sentiment. If we
were truly rational creatures, we would always do only what we believe is
right, rather than let our emotions be in charge. Aristotle, too, knew
that emotions are unreliable guides to good behavior.
Morally speaking, every action represents a value judgment. We
like to think we are doing the right thing and that others, if they were in our
place, would choose to do the same thing as we do. Then may we infer that
behind every action is an intention to do the right thing? Of course not. That
would only be true, as Madison once said, if men were angels. But men are not
angels. We live in a fallen world, which means that some people will always
prefer the darkness. Man’s intentions are not always benevolent.
Even so, Kant believed we are rational creatures. Since we are
guided by our intentions (our will), then we need a principle or rule of
conduct to bring this will under our control. Then our rule acts like a moral
compass, guiding our decisions in a rational manner. But this methodology only
works for people who actually think about what they are doing. Whenever we get
angry or depressed, we are not in our right mind. We do things that we later
regret doing. So good behavior requires not only that we be in our right mind,
but that we also have a good will. This is what we mean by “doing the right
thing.” We don’t fall into grace accidentally; we choose to pursue the good
with our eyes open regardless of the pain.
In one sense whenever we talk about ethics, we are really talking
about rules of conduct; but virtue is more than just rules. In a free society,
it doesn’t matter so much what you believe; but it always matters what you do.
In Gustave Flaubert’s story, “A Simple Heart,” Felicite is a good person. What
makes her good? Not her education because she has none. It is not reason that guides
her; it is her heart. Kant would call this a “good will.” But she does not
spend time deliberating over what is right or wrong. She simply does
instinctively what she feels is right. In fact, her entire life is based on
these feelings which have nothing at all to do with rationality. She is drawn
to the good as moths are drawn to the light. But what is the source of this
light? For Felicite, it is her faith in God. The Bible says that rain falls on
both the just and the unjust, and yet some trees remain barren.
Monday, December 29, 2014
FLAUBERT: A Simple Heart (Kant and Flaubert)
The introduction to our reading of Kant said “Kant taught
and wrote about a broad range of subjects, including metaphysics, logic,
ethics, geography, anthropology, mathematics, physics, astronomy, geology,
meteorology, and fireworks.” The man was
a walking encyclopedia. He didn’t write
simple books on How to Live a Good Life in Twelve Easy Steps. The work we just read was called The
Fundamental Principles of the Metaphysics of Morals. Kant was an intellectual giant. On the other end of the scale we have a
character named Felicite in this week’s reading from Flaubert: A Simple Heart. The introduction to this week’s reading says
Flaubert “enjoyed writing simply and naturally.”
In some ways Flaubert is Kant’s opposite. Flaubert wrote fiction; Kant wrote
philosophy. In Flaubert’s story there’s
a geography book “that showed scenes from various parts of the world… Paul
explained the prints to Felicite. That
was all the book learning she ever had.”
So Felicite was illiterate; Kant was a college philosophy
professor. And of course Felicite is a
fictional character and Kant was a real person.
But there’s a good reason why the Great Books Series follows up Kant
with Flaubert. Kant and Flaubert both
agree having a good will is important.
Every good action is based on the premise that there are good intentions
behind the action; it’s not just an accident.
But Kant puts his emphasis on the mind; Flaubert on the heart. Does it really make much difference? Yes it does.
Kant’s ethical guidelines have the precision of mathematical
certainty. They give us a solid
framework to develop and build up a strong ethical theory. But what about people like Felicite? She doesn’t think deeply like Kant thought. She can’t even read. Is she just out of luck? Can she be a good person anyway? Of course, says Flaubert. How?
Felicite can be a good person because she has “a simple heart.” That’s Flaubert’s fictional term for a good
will. Flaubert doesn’t try to prove
morality to us as if life needs some sort of mathematical proof. He shows us a good life instead. He simply tells the story of Felicite’s life
and lets us draw our own conclusions. Kant
wants to convince us intellectually.
Flaubert wants to move us emotionally.
These are two paths, two different strategies, but they have the same
goal. They teach us how to be better
people.
This is an old contrast in the Western tradition going all
the way back to Plato and Aristotle. Is
ethics more like mathematics or more like biology? Plato took mathematics as his model. In his dialogs Socrates is constantly
prodding his students for greater and greater precision in their thinking. He’s trying to get them to conform more
precisely to a perfect form of the good.
Aristotle used biology as his model.
He wanted precision too; but only as much precision as the subject would
allow. And ethics won’t always allow
black and white answers. In this sense Flaubert
was more like Aristotle. In their view a
good will isn’t like a set value in a mathematical equation. It’s more like a seed that grows and
develops. It’s always planted in a
specific environment and has to be nurtured with good habits. In this view virtue is organic. Living a good life isn’t like solving a
mathematical equation. It’s more a
matter of responding in the right way to surrounding circumstances. Kant was using an ideal universal model that he
believed would apply in all times and all places. Flaubert was using a very human model of an
illiterate peasant woman living in 19th century France. These are two paths with one goal: a good
life.
Thursday, December 18, 2014
KANT: First Principles of Morals (Good Reason)
The first part of Kant’s principles of morals was hard
reading. Unfortunately that was just a
warm up session. That reading covered
“transition from the common rational knowledge of morality to the philosophical.” In other words we covered the easy (common)
stuff first. Now it’s time to roll up
our sleeves and really get down to business.
We move on “from popular moral philosophy to the metaphysic of morals.”
Maybe the best approach is to take Kant’s own words (in
translation). He says “we can never,
even by the strictest examination, get completely behind the secret springs of
action; since, when the question is of moral worth, it is not with the actions
which we see that we are concerned, but with those inward principles of them
which we do not see.” Kant’s not so much
interested in what people are actually doing; he also wants to know why; what’s
the motivation behind what they’re doing?
If someone’s doing a good work isn’t that enough? Do we really need to know why they’re doing
it? Kant would answer no and yes. No, it’s not enough that someone is doing a
good deed. For a “metaphysic of morals”
we also have to establish the reason they’re doing it. We need to know why. Kant wants to locate the bedrock foundation of
moral behavior. How do we do that?
Kant believes we have to use Reason because “reason of
itself, independent of all experience, ordains what ought to take place.” Real life gets messy. The best way to determine the right thing to
do is to step back, take a deep breath and try to think clearly. Even that method will probably fail. Despite our best intentions human nature has
a way of leading us down the wrong path.
What we all have a tendency to do is decide what we want first and then
reason our way backwards to justify getting what we want. Because we’re fallible, even in our
reasoning, we have to set aside everything else and only look at moral behavior
in its purest conception, stripped of all human motivations. Kant admits this isn’t easy. He says “we must not make its (Reason’s) principles
dependent on the particular nature of human reason… since moral laws ought to
hold good for every rational creature, we must derive them from the general
concept of a rational being.”
What Kant seems to be saying is this; we have to become a
character like Spock in Star Trek. We
have to set aside our own wants and wishes and think like a purely “rational
being” would think. What would Spock
do? Kant would go along with that. But why is this point so important? It sounds like Kant wants us to turn into
mechanical thinking machines. How would
that make us any different from a computer running on a pre-set program? Kant would answer, because we have free
will. We must think like a machine but
act like a human being. How do we do
that? Kant says, “Everything in nature
works according to laws. Rational beings alone have the faculty of acting
according to the conception of laws, that is according to principles, i.e.,
have a will… the will is a faculty to choose that only which reason independent
of inclination recognises as practically necessary, i.e., as good.” The key phrase here is “rational beings
alone.” Only rational beings can
understand what Law is. They may not like
it. They may not want to do it. But they understand that it’s “necessary” to
do it anyway because it’s “good.” How do
they know it’s good? Reason tells them
so. All rational beings would agree on
this. It’s up to us to join the ranks of
rational beings and act according to rational principles of morality. It’s not much fun but for Kant it’s the right
thing to do. Spock would agree.
Wednesday, December 17, 2014
Kant's Idea of Duty
In his essay, First Principles of Morals, Immanuel Kant has
set for himself a difficult philosophical task: to find and establish a
rational foundation for morality. Now the first question we might ask ourselves
is whether such a foundation is even possible. To be sure, every religion has
some code of ethics by which people are judged. If the code is violated, people
are punished; when the code is upheld, people are praised. This is all well and
good. But, even though the foundations for such moral codes have certain
features in common (thou shall not steal; thou shall not murder; thou shall not
lie with your brother's wife), these various codes or systems of morality do
not always agree. When one civilization
clashes with another, the morality of the victor is generally adopted as the
moral law which governs all.
Several thousand years ago, the Jewish people, for reasons
which remain obscure, began to catalog their
sins and their virtues into a systematic code of moral principles which have
been passed down to us as the Law of Moses. But, as widespread as these
principles have become, they are not endorsed by everyone. Kant wants to
establish a principle of morality that will have universal appeal because it is
based upon reason, not culture.
Let's start with a simple idea: what is the Good? What does
it mean when we say one thing is good and something else is evil? As
definitions, these terms are relative concepts. Can anything ever be described
as being "good" in itself without reference to something else? No.
All language flows from experience. Human beings create words (or metaphors) to
describe things they like or dislike. Kant assumes that we are all rational
spectators. But is there ever such a thing as an impartial spectator? Of course
not. We experience the world through the lens of our own bias. This is why Kant
says that virtue without a good will is meaningless. One follows the other. It
is our intentions that define us. Good deeds performed without a good will are
mere accidents of nature. They have no moral value. Over time, our behavior becomes
translated into categories of right and wrong. So how is it possible for our
personal view of the world to ever become valid for everyone?
The short answer is that it cannot. One person's virtue is
another person's sin. We see through a glass darkly. So we require something
beyond our personal experience to correct the lens of our own bias. Kant
believes that the ordinary categories of experience are flawed because we share
the same human capacity for self deception (the sin of pride). A good society requires a standard of conduct
which is unwavering. Thus, Kant believes that virtue without a good will is
meaningless. It is our motivations that inspire us and provide the moral
foundation from which we act. Thus, a good will is necessary and prior to any
good deed.
"A good will is good not because of what it performs or effects, not by its aptness for the attainment of some proposed end, but simply by virtue of the volition-- that is, it is good in itself, and considered by itself is to be esteemed much higher than all that can be brought about by it in favor of any inclination, nay, even of the sum-total of all inclinations."
Kant's "will" is a kind of striving for or movement
toward something. He believes the moral quality of our action is determined
solely by what we intend to happen, not by what actually occurs-- "not, to
be sure, a mere wish, but the summoning of all means in our power."
Thus, for Kant, good deeds performed without a good will
(i.e., accidentally) have no moral value. What about guilt? If a good action is
performed to avoid shame, does that qualify as being good? Kant says that
nature assigns reason to be the governor of our will. He believes that if
happiness were the design of nature, then instinct alone would be a more
appropriate means by which to sustain life, for reason is an inferior tool for
the acquisition of happiness (see Genesis, the tree of knowledge of good and
evil). Instead, our existence has a
different and far nobler end for which reason is properly intended. Reason
recognizes the establishment of a good will as its highest practical
destination. To have any moral value, Kant believes an action must always be
done from a sense of duty. For anyone wondering how to behave, the key is not
personal happiness or even personal survival, but to ask "what is my
duty?"
Thus, our intention has the purity of an idea unblemished by
the realities and circumstance of the world. It sounds Platonic, but when Kant
says "the summoning of all means in our power," he is transporting
the concept of the will from an abstract hypothetical to the actual world of
experience. This is the language of aspiration. Kant believes we are measured (in moral terms)
by what we aspire to, not simply by what we achieve.
This sounds odd. Americans are a results-oriented, practical
people. We measure our success in what we actually achieve ("show me the
money"). We count, like Silas Marner, the coins of our labor. In the free
market economy, success is measured in tangible benefits. But for Kant, we are
measured by what we aspire to, not simply by what we achieve.
"...like a jewel, it would still shine by its own light, as a thing which has its whole value in itself. Its usefulness or fruitlessness can neither add to nor take away anything from this value."
Kant suggests there must be another purpose for man to be
the way he is other than happiness. This is why he ranks in order of importance these aims of
human society:
- the formation of a good will
- happiness ("always conditional")
- all other considerations
"Here, now, it is the simple conformity to law in general, without assuming any particular law applicable to certain actions, that serves the will as its principle, and must so serve it if duty is not to be a vain delusion and a chimerical notion."
Duty proceeds from a sense of moral obligation. If you
believe, as some do today, that nature is about the struggle for existence
(survival of the fittest), then Kant's argument will not be persuasive. But
Kant properly states that morality has nothing to do with survival. Morality is
about the values which people hold dear. We recall that in the classical age, both
Greeks and Romans preserved a high standard of virtue which had nothing to do
with personal survival. For them, the
survival of the city (the homeland) was more important than the survival of any
individual. Today, the classical virtues of duty and honor are now mostly
visible only in the slogans and traditions of the armed forces.
Friday, December 12, 2014
KANT: First Principles of Morals (Good Will)
The ancient philosophers divided knowledge into three
categories: Physics, Ethics and Logic.
Physics is concerned with the laws of the natural world. Physical substances are compelled to act in
certain ways. They have no choice. Two parts hydrogen and one part oxygen becomes
water. It always turns out the same
way. Ethics is concerned with the laws
of human values. Human beings can freely
choose between alternative actions. We
can make a contract with Mephistopheles or we can avoid him like the
devil. Logic is the law of formal
thought within the mind; established rules for making sound decisions.
Reading Kant is a good follow-up to reading Faust. Faust (the play) raises many questions. How do we distinguish between what is right
and what is wrong? Can we best learn
ethics from personal experience or through the power of reason? If I meet someone like Mephistopheles how do
I know if he’s giving me good advice or leading me astray? Is watching a play the best way for me to come
to understand morality? Kant takes
positions on these questions. He’s a
philosopher so he thinks like a philosopher.
For Kant watching a play like Faust is entertaining but it’s not the
best way to approach morality. He
believes emotions are too erratic to build a system of ethics on. Emotional decision-making led to tragedy for
Faust and Gretchen. Kant wants a better
way.
What Kant proposes is building a system of ethical behavior
based on a firm foundation of logical conclusions. And a “good will” is the bedrock of his
ethical system. Why good will? Kant says “nothing can possibly be conceived
in the world, or even out of it, which can be called good without
qualification, except a good will.”
Anything else we can think of falls short of being good all the time
every time. Even love has to be
qualified in some way in order for it to be called good. No doubt Faust and Gretchen were “in love”
but it still led to bad results. They
might argue (especially Faust) that human beings can’t “reason” our way into or
out of love. But Kant would respond that
“we may have misunderstood the purpose of nature in assigning reason as the
governor of our will.” What Kant is
looking for is a moral law that will apply at all times in all places to all
creatures. This is a very tall
order.
But Kant gives us a good example of
what he’s talking about. He says “in Scripture
we are commanded to love our neighbor, even our enemy.” How can we be commanded to love even our
enemies? Kant says it’s possible but it
has to be “practical love, and not pathological; a love which is seated in the
will, and not in the emotions.” This is
a different kind of love than the one Faust and Gretchen were feeling. This kind of love is “seated in the will” and
now we see why it’s so vital for Kant to establish the importance of having a
“good will” in the first place. He
wanted to define moral laws that would not only apply to Man on earth but to
any rational creature living anywhere in the universe. Any rational creature would be able to
understand these universal moral laws.
The hard part would be putting them into practice with a good will. The heart of Kant’s moral philosophy can be
summed up in this one maxim: “I am never to act otherwise than so that I could
also will that my maxim should become a universal law… should I be content that
my maxim should hold good as a universal law, for myself as well as others?” What if everybody did what I’m doing (or
thinking about doing)? What if we all
cut a deal with Mephistopheles like Faust did?
What would the world be like then?
Tuesday, December 09, 2014
The Quality of Mercy is not Strained...
Justice and fairness are not always the same thing, but
unless our idea of justice is informed by an intuition of what is right and
good and noble, then it becomes nothing more than an empty creed. This is what
inspired Luther to nail his 95 theses to the door of his church. The execution
of Gretchen may be a manifestation of human justice, but it has nothing to do
with God's justice. Let's not confuse the idea of order with the idea of sanctity.
We have an intuition about what is good for society but that intuition is not
universal. It varies from one society to the next. Part of the confusion
derives from our attempt to impose theology on jurisprudence. We need to keep
the realms of divine justice and civil justice separate in our minds, because
we do not live in a theocracy; we are citizens of a democratic republic. In
this country, we have no state sponsored religion, so we need not concern
ourselves with applying the Vatican's idea of justice to the fate of Gretchen
and Faust.
The idea of a "fair" trial is also beside the
point. Where the law is concerned, justice
is not fairness. Institutional justice is about enforcing the laws of the land.
But there are such things as extenuating circumstances and courts of equity. Even
in criminal law, if you act under the influence of drugs or alcohol, you are
not considered to be acting in your normal state of mind. Likewise, we do not
apply the same standards of culpability to the mentally ill as we do with
ordinary people who are presumably acting in their "right mind." Trial
courts are about establishing the facts. Did the defendant act on his own or
was he encouraged (or tricked) into doing something he (or she) would not ordinarily
do. This is why entrapment is considered
grounds for dismissal under most criminal codes. Let's consider whether Gretchen acted under
her own "free will."
There is a lot of mischief in this story, much of it the
result of Mephistopheles distorting reality and using magical powers to
manipulate Faust, Gretchen and others into doing things against their will (or
their better judgment). None of us know for certain what God's idea of justice is.
We inherited the law of Moses from the Jews, and adopted many of their
traditions. But we are not a religious state. We have a constitution and the
laws we live under must conform to that document. What are the exact
circumstances of the crimes that Gretchen committed? We don't know. Were there
any eye witnesses? All we have is a scene in which Faust tries to persuade
Gretchen to escape from her jail and avoid her sentence of death. But Gretchen
is convinced that she must atone for her crimes. But is she in her right mind? In
our society today, Gretchen would be in a hospital under the care of a
psychiatrist.
So who is the guilty party here? Mephistopheles is the
obvious choice. But Faust, also, must be held accountable. He seduced Gretchen
and then abandoned her. In moral terms, who has committed the greater offense?
Mephistopheles or Faust? I would say that Faust is the most despicable of the
two. After all, Mephistopheles has acted exactly as one might expect, with no
regard for human suffering. Faust, on the other hand, ought to know better. He
has not only ruined himself, but he has destroyed an innocent person. That is
something that Socrates cannot be accused of doing, even though some people blamed Socrates for Alcibiades betrayal of
Athens in the Peloponnesian war.
Ultimately, each one of us has to answer for our own crimes.
We cannot shift the blame for our mistakes to our parents or our government.
The moral life consists in a recognition that fate or invisible gods are not
the cause of our unhappiness. What is it that makes life worth living... pleasure?
Fame? Wealth? Honor? Truth? This is
something that Faust could not answer. Discontent drove Faust into the arms of
Mephistopheles, which turned out to be nothing less than a betrayal of humanity
and a rejection of life. As far as the Faustian search for universal knowledge
goes, some doors are better left closed.
Monday, December 08, 2014
GOETHE: Faust (Scene 25: Justice)
Justice is one of the primary themes in many selections from
the Great Books Series. Faust makes an
excellent case study to see how well we can answer the question what is
justice? That’s the same question Socrates
asks at the beginning of The Republic.
And for him this wasn’t just some theoretical academic subject. In The Apology we see him at a real-life
trial where he’s convicted and eventually executed. Almost every single reader of The Apology
believes an injustice occurred.
Why? If readers believe that an
injustice has taken place then they’d better have a good grasp of what justice
is in the first place. Faust provides a
good framework for examining what justice can and cannot do.
The facts are these.
Gretchen is in prison and she’s about to be executed. Her crime?
Murder. Who did she murder? Her mother and her baby. Pop quiz: what would be justice in this
case? What should the punishment be for
someone who kills not only a parent but also their own child? Most readers probably believe there are
extenuating circumstances in this particular case. We know the background. Faust should carry most of the blame. And behind Faust is Mephistopheles, the root
cause of all the problems. If that’s the
case then Gretchen’s basic legal argument is this: the devil made me do
it. If that’s Gretchen’s argument then
the State can respond: and it’s the same devil that’s making us punish you for
doing it. The idea that justice is fairness
won’t work. What’s fair and what’s just
may be two different things. So we’ll need
to look elsewhere.
Maybe we should try this approach. Maybe justice really has two different
levels: human justice and divine justice.
While Gretchen is sitting in a cathedral an Evil Spirit whispers to her:
“Gretchen! Have you gone mad? What crime is in your heart?” No civil justice system can detect crimes in
the heart; no system of divine justice can dismiss them. Gretchen isn’t in prison for what she was
thinking in her heart. She’s there for
what she has done. It might not seem
fair and Faust himself says “her crime was only a fond illusion.” That may be.
But the deaths of two people are not an illusion. Gretchen herself has admitted “I’ve killed my
mother. I’ve drowned my baby.” Those are the kinds of issues human criminal justice
has to deal with every day. The job of
human justice is to make sure everyone gets their day in court. In human justice “fairness” consists of
making sure all the proper procedures are followed. If the ruling goes against you then so be
it. You had a fair trial and that’s the
best the State can offer in this imperfect world. That was the case in Socrates’ trial in The
Apology, for example.
Divine justice is another matter. In a few weeks we’ll be reading Inferno from
Dante’s Divine Comedy. Inferno can be a
real eye-opener. Many people have ended
up in hell for doing much, much less than murdering mothers and killing babies. Stealing and cheating, for example. And yet in this play Gretchen “Is
saved!” How can that be? If we’re unqualified to understand human
justice then how can we possibly understand divine justice? Short answer, we can’t. But we can catch a glimmer of it in this
scene. Gretchen knows she’s guilty. In her heart she has already convicted
herself. She has no defense so where
does she go for help? She says, “I give
myself up to the judgment of God! I am
thine Father! Save me! You angels!
You heavenly hosts! Stand close
to me, protect me!” Throwing herself on
the mercy of God is a desperate measure but she’s a desperate woman; and it
works. A Voice (from above) says, “Is
saved!” Is this justice?
GOETHE: Faust (Scene 16: Faust the Theologian)
Not long after Gretchen meets Faust she asks him a simple
question. “Tell me how you feel about
religion.” Like many modern people Faust
basically says: I’m not a religious person but I’m a spiritual person. Gretchen isn’t satisfied with that
answer. “That isn’t right, one must
believe!” So like many intellectuals
Faust tries to patiently explain the profound truths of spirituality to a
simple believer in “religion.” Spirituality
embraces a notion of God as “the All-Embracing, the All-Sustaining… call it
what you will. Call it Love! Happiness!
Soul! God! I (Faust) have no name for it. Feeling is everything.”
Well. Gretchen isn’t
a scholar like Faust. But she’s not
stupid either. Her response to Faust’s
theology of spirituality is much more direct than his roundabout approach to
God: “It sounds all right when you say it that way, but just the same there’s
something wrong with it.” And what’s
wrong with Faust being a “spiritual” person instead of a “religious”
person? “Because you’re not a
Christian,” says Gretchen. In Gretchen’s
world “feeling” isn’t everything. It’s
not even the most important thing. For
Gretchen the most important thing is to believe the right things in the right
way. What Faust is proposing is a god
without a name. Gretchen wants something
more solid. If Faust wants to impress
Gretchen here’s what she wants to hear from him. “I believe in God, the Father almighty,
Creator of heaven and earth.” If he
really wants to impress her he would add “…and in Jesus Christ, his only Son,
our Lord.” This is the Apostle’s Creed,
Gretchen’s theology.
What’s the difference between Faust’s spirituality and
Gretchen’s religion? Faust is looking
for an experience; Gretchen is looking for a relationship. Faust’s spirituality is so flexible he can’t
commit himself to even set down a name for god; for Gretchen God is so personal
she can call him Father. Does it really
matter which view we hold or which path we take? Consider the context of the play and we can
see if it matters. When Faust is cutting
a deal with Mephistopheles they discuss what will happen “over there” in the
afterlife once Faust dies. Faust says,
“What do I care about your “over there”?
Faust has a flexible spirituality.
For Faust God is “Love!
Happiness! Soul!” So he’s not too much concerned with the
details of the contract Mephistopheles is proposing. How does Gretchen’s religion respond to a
creature like Mephistopheles? She tells
Faust, “I detest him from the bottom of my heart. Nothing in all my life has sickened me so
much as that man’s loathsome face… I have a secret horror of that man… there
isn’t anything alive that he can love… when he comes it shuts up my very
soul.” This sets up a stark contrast
between distinct theologies. Faust’s
spirituality is intellectual; Gretchen’s religion is instinctual. Faust wants to know God with his mind;
Gretchen wants to know God with her whole being. For Faust God is complex; for Gretchen God is
simple.
Mephistopheles overhears the whole exchange. When Gretchen is gone he taunts Faust. “Ah, Doctor, you have just been catechized…
These girls take a very lively interest in learning whether someone’s simple
and pious in the good old-fashioned way.”
And it’s true that Gretchen is simple and pious. But Mephistopheles adds a cynical twist. “If he minds there, they think, he’ll mind us
too.” In other words, if a man is
obedient to God he’ll also be obedient to his wife. This is why Gretchen loathes Mephistopheles
and it’s why Mephistopheles loathes Gretchen’s religion. Faust’s home-grown theology can be easily
twisted into evil. Gretchen’s religion
is her fortress against it.
Tuesday, December 02, 2014
Faust and Human Frailty
Here's a philosophical question to ponder: Is the origin of the universe a transformitive process of bringing order out of disorder, or is it a divine act of creation "ab nihilo" (bringing something from nothing)?
One of the basic concerns for Faust is to investigate what makes life worth living. Why should there be something rather than nothing? Faust, alone, despite his great intellectual gifts is unable to solve this riddle. He wants answers but reason alone is unable to provide those answers. Faust, who is a kind of scholarly genius, is forced to admit that human reason alone is unable to provide an explanation for itself. So, if reason (or nature) is unable to provide an adequate explanation for existence, then perhaps magic can. Magic transcends reason in the same way that faith does; it works by means of the supernatural. This idea, that the realm of the supernatural is greater than nature, takes hold of Faust. And this is the opening for which Mephistopheles has waited. He enters the story and offers Faust access to things (namely, power and pleasure) that were formerly unavailable.
Now, the belief in a "fallen world" is a doctrine based on a tautology: everything that exists comes from God the creator. Thus, all matter (everything that exists) is good because the Creator is good, and nothing evil can be derived from something good. But this doctrine has a fatal flaw. How do you explain evil if everything in creation is good? Well, the Manicheans had an answer: everything in creation is not good. In fact, creation itself is only an aggregate of two separate but equal forces, one of which is good and the other evil. Faust is struggling to hold on to what he believes is the good, which for him means a rational explanation of a world created by God. In this rational world, there are rules (the Decalogue) and there is divine punishment for breaking those rules (human suffering and death).
But where does pleasure come in? The orthodox Christian view is that pleasure is a temptation of the flesh which leads to sin and damnation. Therefore, one should resist all temptations which lead one away from the path of righteousness and into the arms of Satan. But the problem with this view is that it ignores everything it cannot explain. The whole problem of evil is explained by a fable concerning the pride of Lucifer who decides to oppose God and put himself on the throne.
At its heart, Faust is a story which attempts to address the struggle between good and evil. Faust, the man, is unhappy with his life. He believes that something essential is missing. What? He doesn't know. But reason alone can't provide the answer. So he enlists the aid of Mephistopheles to show him something that is worth living for. Pleasure alone turns out not to be very satisfying. But what about love? When Faust finally lays eyes on Gretchen, he sees something that might just be the answer to his prayer. Is it lust or love? Maybe it is some combination of the two, for no man can truly know
where one leaves off and the other begins.
But what is love? In many stories, we read that infatuation is a kind of madness where a man (or a woman) takes leave of one's senses and ends up behaving like a fool. Is that the big truth which Faust has been seeking? Moral virtue is grounded in the belief that one's own pleasure ought not to rule one's life, that there are higher principles (such as courage and honor) which ought to guide one in life. So, when Faust falls for Gretchen, has he become "love sick" and lost his bearings? If so, doesn't that make him a kind of comic figure like Sancho Panza? If he is unable to rise above his own desires, isn't he doomed to insignificance? What separates Don Quixote from Sancho Panza is that his own eyes are focused above the horizon of ordinary men. He believes in courage, beauty and romance. What does Faust believe in?
One of the basic concerns for Faust is to investigate what makes life worth living. Why should there be something rather than nothing? Faust, alone, despite his great intellectual gifts is unable to solve this riddle. He wants answers but reason alone is unable to provide those answers. Faust, who is a kind of scholarly genius, is forced to admit that human reason alone is unable to provide an explanation for itself. So, if reason (or nature) is unable to provide an adequate explanation for existence, then perhaps magic can. Magic transcends reason in the same way that faith does; it works by means of the supernatural. This idea, that the realm of the supernatural is greater than nature, takes hold of Faust. And this is the opening for which Mephistopheles has waited. He enters the story and offers Faust access to things (namely, power and pleasure) that were formerly unavailable.
Now, the belief in a "fallen world" is a doctrine based on a tautology: everything that exists comes from God the creator. Thus, all matter (everything that exists) is good because the Creator is good, and nothing evil can be derived from something good. But this doctrine has a fatal flaw. How do you explain evil if everything in creation is good? Well, the Manicheans had an answer: everything in creation is not good. In fact, creation itself is only an aggregate of two separate but equal forces, one of which is good and the other evil. Faust is struggling to hold on to what he believes is the good, which for him means a rational explanation of a world created by God. In this rational world, there are rules (the Decalogue) and there is divine punishment for breaking those rules (human suffering and death).
But where does pleasure come in? The orthodox Christian view is that pleasure is a temptation of the flesh which leads to sin and damnation. Therefore, one should resist all temptations which lead one away from the path of righteousness and into the arms of Satan. But the problem with this view is that it ignores everything it cannot explain. The whole problem of evil is explained by a fable concerning the pride of Lucifer who decides to oppose God and put himself on the throne.
At its heart, Faust is a story which attempts to address the struggle between good and evil. Faust, the man, is unhappy with his life. He believes that something essential is missing. What? He doesn't know. But reason alone can't provide the answer. So he enlists the aid of Mephistopheles to show him something that is worth living for. Pleasure alone turns out not to be very satisfying. But what about love? When Faust finally lays eyes on Gretchen, he sees something that might just be the answer to his prayer. Is it lust or love? Maybe it is some combination of the two, for no man can truly know
where one leaves off and the other begins.
But what is love? In many stories, we read that infatuation is a kind of madness where a man (or a woman) takes leave of one's senses and ends up behaving like a fool. Is that the big truth which Faust has been seeking? Moral virtue is grounded in the belief that one's own pleasure ought not to rule one's life, that there are higher principles (such as courage and honor) which ought to guide one in life. So, when Faust falls for Gretchen, has he become "love sick" and lost his bearings? If so, doesn't that make him a kind of comic figure like Sancho Panza? If he is unable to rise above his own desires, isn't he doomed to insignificance? What separates Don Quixote from Sancho Panza is that his own eyes are focused above the horizon of ordinary men. He believes in courage, beauty and romance. What does Faust believe in?